Buyside Compliance & Anti Financial Crime – AVP / VP
An international buy side firm is looking an experienced compliance and anti-financial crime professional. The individual will help advise on the business and investment monitoring side of the business including all functions of the investment business in Japan.
| 雇用形態 | Permanent |
|---|---|
| 職種 | Middle Office |
| エリア | Tokyo |
| 給与 | To be discussed |
| 職務内容 | New product approvals, day-to-day advise to the business, various documentation review, monitoring firewalls, handling of matters relating to the Code of Ethics, review of policies and procedures, managing conflicts of interest, regulatory developments, training and compliance risk assessment. Monitor transactions on regular basis to detect breaches or potential breaches of regulations. Work closely with Investment Management team and other relevant departments regarding new projects. New fund set-up and establishment review. New product approvals, day-to-day advise to the business, various documentation review, monitoring firewalls, handling of matters relating to the Code of Ethics, review of policies and procedures, managing conflicts of interest, regulatory developments, training and compliance risk assessment. Monitor transactions on regular basis to detect breaches or potential breaches of regulations. Work closely with Investment Management team and other relevant departments regarding new projects. New fund set-up and establishment review. |
| 応募必要条件 | Knowledge of relevant laws and rules (e.g. Investment Trust, Investment Advisory etc.) At least 5 plus years of experience working for a financial institution in a control function such as compliance or risk management. Good understanding of Asset Management business. Strong team player, able to build credible and sustainable relationship within the team, other members of the Compliance function and with supporting business Work independently and take initiative to team tasks, supporting other team members. Participate in company-wide projects. Multi tasking accurately and in a timely manner. Native Japanese and Business Level English (both writing and verbal). Strong Microsoft Office skills. |
