Senior Regulatory Compliance
|給与||Will be discussed|
Leadership to ensure Regulatory Compliance risk approach is proactively taken to manage
potential risk and impact on the business in Japan.
Monitor and continuously review regulatory compliance developments impacting on the markets
business of securities and banking business in Japan.
Implement as required market product suitability, sales and staff remuneration policies and systems that ensure the exposure of Securities and Banking business in Japan to regulatory compliance
and reputational risks are managed, in a practical and effective manner, including efficient and
reasonable deployment of resources and an understanding of the business operations and needs.
Implement global standards and strategic policies which ensuring exposure of banking and
securities business in Japan is managed appropriately.
Work closely with business intelligence units to manage Risk and Compliance matters.
Assist in the effective deployment of the Regulatory Compliance Assurance function and reviews.
Excellent communication and inter-personal skills, with experience of dealing with executives at
all levels including the capacity to articulate the case for risk management and policy in the
language of business.
Ability to develop practical, cost effective solutions to complex issues.
Experience of dealing with regulatory matters and confident of interaction with Regulators.
Ability to build, lead and motivate a team.
Experience of interpreting and analysing a large volume of information and / or data and provide a
summary for management.
Experience of working within a matrix organisation including reporting internationally.
Ability to lead change in Japan, working with the other teams globally.